Carl Rogers Humanistic Theory and Contribution to Psychology

Carl Rogers (1902-1987) was a humanistic psychologist best known for his views on the therapeutic relationship and his theories of personality and self-actualization.

Rogers (1959) believed that for a person to “grow”, they need an environment that provides them with genuineness (openness and self-disclosure), acceptance (being seen with unconditional positive regard), and empathy (being listened to and understood).

Without these qualities, relationships and healthy personalities will not develop as they should, much like a tree will not grow without sunlight and water.

Rogers believed that every person could achieve their goals, wishes, and desires in life. When, or rather if they did so, self-actualization took place. This was one of Carl Rogers most important contributions to psychology, and for a person to reach their potential a number of factors must be satisfied.

What is Humanism?
Humanistic psychology is a perspective that emphasizes looking at the whole person and the uniqueness of each individual. Humanistic psychology begins with the existential assumptions that people have free will and are motivated to achieve their potential and self-actualize.

Person-Centered Therapy

Rogers developed client-centered therapy (later re-named ‘person-centered’), a non-directive therapy, allowing clients to deal with what they considered important, at their own pace.

This method involves removing obstacles so the client can move forward, freeing him or her for normal growth and development. By using non-directive techniques, Rogers assisted people in taking responsibility for themselves.

He believed that the experience of being understood and valued gives us the freedom to grow, while pathology generally arises from attempting to earn others’ positive regard rather than following an ‘inner compass’.

Rogers recorded his therapeutic sessions, analyzed their transcripts, and examined factors related to the therapy outcome. He was the first person to record and publish complete cases of psychotherapy.

Rogers revolutionized the course of therapy. He took the, then, radical view that it might be more beneficial for the client to lead the therapy sessions rather than the therapist; as he says, ‘the client knows what hurts, what directions to go, what problems are crucial, what experiences have been buried’ (Rogers, 1961). 

Personality Development

Central to Rogers’ personality theory is the notion of self or self-concept.  This is “the organized, consistent set of perceptions and beliefs about oneself.”

Carl Rogers’ self-concept is a central theme in his humanistic theory of psychology. It encompasses an individual’s self-image (how they see themselves), self-esteem (how much value they place on themselves), and ideal self (the person they aspire to be).

The self is the humanistic term for who we really are as a person.  The self is our inner personality, and can be likened to the soul, or Freud’s psyche.  The self is influenced by the experiences a person has in their life, and out interpretations of those experiences. 

Two primary sources that influence our self-concept are childhood experiences and evaluation by others.

According to Rogers (1959), we want to feel, experience, and behave in ways consistent with our self-image and which reflect what we would like to be like, our ideal self.  The closer our self-image and ideal self are to each other, the more consistent or congruent we are and the higher our sense of self-worth.

Discrepancies between self-concept and reality can cause incongruence, leading to psychological tension and anxiety. A person is said to be in a state of incongruence if some of the totality of their experience is unacceptable to them and is denied or distorted in the self-image. 

The humanistic approach states that the self is composed of concepts unique to ourselves. The self-concept includes three components:

Self-worth

Self-worth (or self-esteem) is the value or worth an individual places on themselves. It’s the evaluative aspect of self-concept, influenced by the individual’s perceived successes, failures, and how they believe others view them.

High self-esteem indicates a positive self-view, while low self-esteem signifies self-doubt and criticism.

Rogers believed feelings of self-worth developed in early childhood and were formed from the interaction of the child with the mother and father.

Self-image

Self-image refers to individuals’ mental representation of themselves, shaped by personal experiences and interactions with others.

It’s how people perceive their physical and personality traits, abilities, values, roles, and goals. It’s their understanding of “who I am.”

How we see ourselves, which is important to good psychological health. Self-image includes the influence of our body image on our inner personality.

At a simple level, we might perceive ourselves as a good or bad person, beautiful or ugly. Self-image affects how a person thinks, feels, and behaves in the world.

Self-image vs. Real self

The self-image can sometimes be distorted or based on inaccurate perceptions. In contrast, the real self includes self-awareness of who a person truly is.

The real self represents a person’s genuine current state, including their strengths, weaknesses, and areas where they might struggle.

Ideal self

The ideal self is the version of oneself that an individual aspires to become.

It includes all the goals, values, and traits a person deems ideal or desirable. It’s their vision of “who I want to be.”

This is the person who we would like to be. It consists of our goals and ambitions in life, and is dynamic – i.e., forever changing. The ideal self in childhood is not the ideal self in our teens or late twenties.

According to Rogers, congruence between self-image and the ideal self signifies psychological health.

If the ideal self is unrealistic or there’s a significant disparity between the real and ideal self, it can lead to incongruence, resulting in dissatisfaction, unhappiness, and even mental health issues.

Therefore, as per Rogers, one of the goals of therapy is to help people bring their real self and ideal self into alignment, enhancing their self-esteem and overall life satisfaction.

Positive Regard and Self Worth

Carl Rogers (1951) viewed the child as having two basic needs: positive regard from other people and self-worth.

How we think about ourselves and our feelings of self-worth are of fundamental importance to psychological health and the likelihood that we can achieve goals and ambitions in life and self-actualization.

Young woman embraces a big red heart with mindfulness and love. Self acceptance and confidence concept.

Self-worth may be seen as a continuum from very high to very low.  To Carl Rogers (1959), a person with high self-worth, that is, has confidence and positive feelings about him or herself, faces challenges in life, accepts failure and unhappiness at times, and is open with people.

A person with low self-worth may avoid challenges in life, not accept that life can be painful and unhappy at times, and will be defensive and guarded with other people.

Rogers believed feelings of self-worth developed in early childhood and were formed from the interaction of the child with the mother and father. As a child grows older, interactions with significant others will affect feelings of self-worth.

Rogers believed that we need to be regarded positively by others; we need to feel valued, respected, treated with affection and loved. Positive regard is to do with how other people evaluate and judge us in social interaction. Rogers made a distinction between unconditional positive regard and conditional positive regard.

Unconditional Positive Regard

Unconditional positive regard is a concept in psychology introduced by Carl Rogers, a pioneer in client-centered therapy.

Unconditional positive regard is where parents, significant others (and the humanist therapist) accept and loves the person for what he or she is, and refrain from any judgment or criticism. 

Positive regard is not withdrawn if the person does something wrong or makes a mistake.

Unconditional positive regard can be used by parents, teachers, mentors, and social workers in their relationships with children, to foster a positive sense of self-worth and lead to better outcomes in adulthood.

For example

In therapy, it can substitute for any lack of unconditional positive regard the client may have experienced in childhood, and promote a healthier self-worth.

The consequences of unconditional positive regard are that the person feels free to try things out and make mistakes, even though this may lead to getting it worse at times.

People who are able to self-actualize are more likely to have received unconditional positive regard from others, especially their parents, in childhood.

Examples of unconditional positive regard in counseling involve the counselor maintaining a non-judgmental stance even when the client displays behaviors that are morally wrong or harmful to their health or well-being.

The goal is not to validate or condone these behaviors, but to create a safe space for the client to express themselves and navigate toward healthier behavior patterns.

This complete acceptance and valuing of the client facilitates a positive and trusting relationship between the client and therapist, enabling the client to share openly and honestly.

Limitations

While simple to understand, practicing unconditional positive regard can be challenging, as it requires setting aside personal opinions, beliefs, and values.

It has been criticized as potentially inauthentic, as it might require therapists to suppress their own feelings and judgments.

Critics also argue that it may not allow for the challenging of unhelpful behaviors or attitudes, which can be useful in some therapeutic approaches.

Finally, some note a lack of empirical evidence supporting its effectiveness, though this is common for many humanistic psychological theories (Farber & Doolin, 2011).

Conditional Positive Regard

Conditional positive regard is a concept in psychology that refers to the expression of acceptance and approval by others (often parents or caregivers) only when an individual behaves in a certain acceptable or approved way.

In other words, this positive regard, love, or acceptance is conditionally based on the individual’s behaviors, attitudes, or views aligning with those expected or valued by the person giving the regard.

According to Rogers, conditional positive regard in childhood can lead to conditions of worth in adulthood, where a person’s self-esteem and self-worth may depend heavily on meeting certain standards or expectations.

These conditions of worth can create a discrepancy between a person’s real self and ideal self, possibly leading to incongruence and psychological distress.

For example

Conditional positive regard is where positive regard, praise, and approval, depend upon the child, for example, behaving in ways that the parents think correct.

Hence the child is not loved for the person he or she is, but on condition that he or she behaves only in ways approved by the parent(s).

For example, if parents only show love and approval when a child gets good grades or behaves in ways they approve, the child may grow up believing they are only worthy of love and positive regard when they meet certain standards.

This may hinder the development of their true self and could contribute to struggles with self-esteem and self-acceptance.

At the extreme, a person who constantly seeks approval from other people is likely only to have experienced conditional positive regard as a child.

Congruence & Incongruence

A person’s ideal self may not be consistent with what actually happens in life and the experiences of the person. Hence, a difference may exist between a person’s ideal self and actual experience. This is called incongruence.

Where a person’s ideal self and actual experience are consistent or very similar, a state of congruence exists. Rarely, if ever, does a total state of congruence exist; all people experience a certain amount of incongruence.

congruence 1

The development of congruence is dependent on unconditional positive regard. Carl Rogers believed that for a person to achieve self-actualization, they must be in a state of congruence.

According to Rogers, we want to feel, experience, and behave in ways which are consistent with our self-image and which reflect what we would like to be like, our ideal-self.

The closer our self-image and ideal-self are to each other, the more consistent or congruent we are and the higher our sense of self-worth. A person is said to be in a state of incongruence if some of the totality of their experience is unacceptable to them and is denied or distorted in the self-image.

Incongruence is “a discrepancy between the actual experience of the organism and the self-picture of the individual insofar as it represents that experience.

As we prefer to see ourselves in ways that are consistent with our self-image, we may use defense mechanisms like denial or repression in order to feel less threatened by some of what we consider to be our undesirable feelings.

A person whose self-concept is incongruent with her or his real feelings and experiences will defend himself because the truth hurts.

Self Actualization

The organism has one basic tendency and striving – to actualize, maintain, and enhance the experiencing organism (Rogers, 1951, p. 487).

Rogers rejected the deterministic nature of both psychoanalysis and behaviorism and maintained that we behave as we do because of the way we perceive our situation. “As no one else can know how we perceive, we are the best experts on ourselves.”

Carl Rogers (1959) believed that humans have one basic motive, which is the tendency to self-actualize – i.e., to fulfill one’s potential and achieve the highest level of “human-beingness” we can.

According to Rogers, people could only self-actualize if they had a positive view of themselves (positive self-regard).  This can only happen if they have unconditional positive regard from others – if they feel that they are valued and respected without reservation by those around them (especially their parents when they were children).

Self-actualization is only possible if there is congruence between the way an individual sees themselves and their ideal self (the way they want to be or think they should be). If there is a large gap between these two concepts, negative feelings of self-worth will arise that will make it impossible for self-actualization to take place.

The environment a person is exposed to and interacts with can either frustrate or assist this natural destiny. If it is oppressive, it will frustrate; if it is favorable, it will assist. 

Like a flower that will grow to its full potential if the conditions are right, but which is constrained by its environment, so people will flourish and reach their potential if their environment is good enough.

However, unlike a flower, the potential of the individual human is unique, and we are meant to develop in different ways according to our personality.  Rogers believed that people are inherently good and creative.

They become destructive only when a poor self-concept or external constraints override the valuing process.  Carl Rogers believed that for a person to achieve self-actualization, they must be in a state of congruence.

This means that self-actualization occurs when a person’s “ideal self” (i.e., who they would like to be) is congruent with their actual behavior (self-image).

Rogers describes an individual who is actualizing as a fully functioning person. The main determinant of whether we will become self-actualized is childhood experience.

The Fully Functioning Person

Rogers believed that every person could achieve their goal. This means that the person is in touch with the here and now, his or her subjective experiences and feelings, continually growing and changing.

In many ways, Rogers regarded the fully functioning person as an ideal and one that people do not ultimately achieve.

It is wrong to think of this as an end or completion of life’s journey; rather it is a process of always becoming and changing.

Rogers identified five characteristics of the fully functioning person:

  1. Open to experience: both positive and negative emotions accepted. Negative feelings are not denied, but worked through (rather than resorting to ego defense mechanisms).
  2. Existential living: in touch with different experiences as they occur in life, avoiding prejudging and preconceptions. Being able to live and fully appreciate the present, not always looking back to the past or forward to the future (i.e., living for the moment).
  3. Trust feelings: feeling, instincts, and gut-reactions are paid attention to and trusted. People’s own decisions are the right ones, and we should trust ourselves to make the right choices.
  4. Creativity: creative thinking and risk-taking are features of a person’s life. A person does not play safe all the time. This involves the ability to adjust and change and seek new experiences.
  5. Fulfilled life: a person is happy and satisfied with life, and always looking for new challenges and experiences.

For Rogers, fully functioning people are well-adjusted, well-balanced, and interesting to know. Often such people are high achievers in society.

Critics claim that the fully functioning person is a product of Western culture. In other cultures, such as Eastern cultures, the achievement of the group is valued more highly than the achievement of any one person.

Carl Rogers Quotes

The very essence of the creative is its novelty, and hence we have no standard by which to judge it.

(Rogers, 1961, p. 351)

I have gradually come to one negative conclusion about the good life. It seems to me that the good life is not any fixed state.

It is not, in my estimation, a state of virtue, or contentment, or nirvana, or happiness. It is not a condition in which the individual is adjusted or fulfilled or actualized.

To use psychological terms, it is not a state of drive-reduction, or tension-reduction, or homeostasis.

(Rogers, 1967, p. 185-186)

The good life is a process, not a state of being. It is a direction not a destination.

(Rogers, 1967, p. 187)

Unconditional positive regard involves as much feeling of acceptance for the client’s expression of negative, ‘bad’, painful, fearful, defensive, abnormal feelings as for his expression of  ‘good’, positive, mature, confident, social feelings, as much acceptance of ways in which he is inconsistent as of ways in which he is consistent.

It means caring for the client, but not in a possessive way or in such a way as simply to satisfy the therapist’s own needs.

It means a caring for the client as a separate person, with permission to have his own feelings, his own experiences’

(Rogers, 1957, p. 225)

Frequently Asked Questions

How did Carl Rogers’ humanistic approach differ from other psychological theories of his time?

Carl Rogers’ humanistic approach differed from other psychological theories of his time by emphasizing the importance of the individual’s subjective experience and self-perception.

Unlike behaviorism, which focused on observable behaviors, and psychoanalysis, which emphasized the unconscious mind, Rogers believed in the innate potential for personal growth and self-actualization.

His approach emphasized empathy, unconditional positive regard, and genuineness in therapeutic relationships, aiming to create a supportive and non-judgmental environment where individuals could explore and develop their true selves.

Rogers’ humanistic approach placed the individual’s subjective experience at the forefront, prioritizing their unique perspective and personal agency.

What criticisms have been raised against Carl Rogers’ humanistic approach to psychology?

Critics of Carl Rogers’ humanistic approach to psychology argue that it lacks scientific rigor and empirical evidence compared to other established theories.

Some claim that its emphasis on subjective experiences and self-perception may lead to biased interpretations and unreliable findings. Additionally, critics argue that Rogers’ approach may overlook the influence of external factors, such as social and cultural contexts, on human behavior and development.

Critics also question the universal applicability of Rogers’ theories, suggesting that they may be more relevant to certain cultural or individual contexts than others.

How has Carl Rogers’ humanistic approach influenced other areas beyond psychology?

Carl Rogers’ humanistic approach has had a significant impact beyond psychology, influencing various areas such as counseling, education, leadership, and interpersonal relationships.

In counseling, his emphasis on empathy, unconditional positive regard, and active listening has shaped person-centered therapy and other therapeutic approaches. In education, Rogers’ ideas have influenced student-centered learning, fostering a more supportive and individualized approach to teaching.

His humanistic principles have also been applied in leadership development, promoting empathetic and empowering leadership styles.

Moreover, Rogers’ emphasis on authentic communication and understanding has influenced interpersonal relationships, promoting empathy, respect, and mutual growth.

What is the current relevance of Carl Rogers’ humanistic approach in modern psychology?

Carl Rogers’ humanistic approach maintains relevance in modern psychology by emphasizing the importance of individual agency, personal growth, and the therapeutic relationship.

It continues to inform person-centered therapy and other humanistic therapeutic modalities. Rogers’ focus on empathy, acceptance, and authenticity resonates with contemporary approaches that prioritize the client’s subjective experience and self-determination.

Additionally, his ideas on the role of positive regard and the creation of a safe, non-judgmental environment have implications for various domains, including counseling, education, and interpersonal relationships.

The humanistic approach serves as a reminder of the significance of the individual’s unique perspective and the power of empathetic connections in fostering well-being and growth.

References

  • Bozarth, J. D. (1998). Person-centred therapy: A revolutionary paradigm. Ross-on-Wye: PCCS Books
  • Farber, B. A., & Doolin, E. M. (2011). Positive regardPsychotherapy48(1), 58.
  • Mearns, D. (1999). Person-centred therapy with configurations of self. Counselling, 10(2), 125±130.
  • Rogers, C. (1951). Client-centered therapy: Its current practice, implications and theory. London: Constable.
  • Rogers, C. R. (1957). The necessary and sufficient conditions of therapeutic personality changeJournal of consulting psychology21(2), 95.
  • Rogers, C. (1959). A theory of therapy, personality and interpersonal relationships as developed in the client-centered framework. In (ed.) S. Koch, Psychology: A study of a science. Vol. 3: Formulations of the person and the social context. New York: McGraw Hill.
  • Rogers, C. R. (1961). On Becoming a person: A psychotherapists view of psychotherapy.
    Houghton Mifflin.
  • Rogers, C. R., Stevens, B., Gendlin, E. T., Shlien, J. M., & Van Dusen, W. (1967). Person to person: The problem of being human: A new trend in psychology. Lafayette, CA: Real People Press.
  • Wilkins, P. (1997). Congruence and countertransference: similarities and differences. Counselling, 8(1), 36±41.
  • Wilkins, P. (2000). Unconditional positive regard reconsideredBritish Journal of Guidance & Counselling28(1), 23-36.
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Olivia Guy-Evans, MSc

BSc (Hons) Psychology, MSc Psychology of Education

Associate Editor for Simply Psychology

Olivia Guy-Evans is a writer and associate editor for Simply Psychology. She has previously worked in healthcare and educational sectors.


Saul Mcleod, PhD

Editor-in-Chief for Simply Psychology

BSc (Hons) Psychology, MRes, PhD, University of Manchester

Saul Mcleod, PhD., is a qualified psychology teacher with over 18 years of experience in further and higher education. He has been published in peer-reviewed journals, including the Journal of Clinical Psychology.

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